Motion
Financial services

Compliance your
regulators can trust.

Mandatory regulatory training, policy attestations, and certifications, with a defensible audit trail for every exam. Motion keeps your advisors, bankers, and back office trained, attested, and exam-ready, all year round.

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Compliance attestationsFY2026

Daniel Reyes

Wealth Advisor · New York

3 of 4 complete

Code of Ethics

Signed Jan 12

Attested

Insider Trading Policy

Signed Jan 12

Attested

AML / KYC Training

Signed Feb 3

Attested

Gifts & Entertainment

Awaiting signature

Each signature recorded with a timestamp for the audit trail
Every rule, covered

Every team, every rule.

From the trading floor to the back office, every role has rules to follow. Motion covers the full range of financial services training, built or started from a template.

Regulatory

  • AML / KYC
  • FINRA & SEC rules
  • MiFID II
  • Sanctions & OFAC

Licensing & CE

  • Series exam prep
  • Continuing education
  • License tracking
  • Renewals

Ethics & conduct

  • Code of Ethics
  • Insider trading
  • Conflicts of interest
  • Gifts & entertainment

Security & data

  • Cybersecurity awareness
  • Data privacy (GDPR, CCPA)
  • Fraud prevention
  • Information barriers
Each one can require a signed attestation and repeat on a schedule, so nothing lapses between exams.
Defensible by design

Every action, on the record.

Every assignment, completion, and signed attestation is captured in a tamper-evident log with a precise timestamp. When examiners come calling, you produce a complete, defensible record in minutes, not weeks.

  • Tamper-evident, timestamped audit trail
  • Signed attestations tied to every policy
  • Firm-wide status by team, role, and entity
  • Exam-ready evidence exported in one click
Audit trail Tamper-evident

Daniel Reyes signed Code of Ethics

Jan 12 · 09:14

Sara Haddad completed AML / KYC Training

Jan 11 · 16:42

Compliance published Insider Trading Policy v3

Jan 10 · 11:05

System assigned Q1 training to 142 advisors

Jan 2 · 08:00

Every event timestamped
The payoff

Lower risk, calmer exams.

When training, attestations, and evidence run themselves, compliance stops being a fire drill. Here is what financial services teams typically see after moving to Motion.

90%

Less exam prep

Evidence is always a click away.

100%

Attestation rate

Every policy signed, on time.

0

Lapsed certifications

Renewals run on autopilot.

1 click

To examiner-ready proof

A defensible record on demand.

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